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FINRA

Discussion in 'Other Off Topic Forum' started by davewapinski, Oct 7, 2008.

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  1. davewapinski

    davewapinski Formula Junior

    Nov 24, 2003
    276
    #1 davewapinski, Oct 7, 2008
    We have been approached by FINRA to do some work.

    What exactly do these people do and what is the organization like?
     
  2. Face76

    Face76 F1 World Champ
    Rossa Subscribed

    Aug 21, 2006
    13,469
    The Other Oz
    Full Name:
    M Wilborn
    #2 Face76, Oct 7, 2008
    It is the old NASD. The enforce securities regulations and provide oversight (compliance).
     

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